RTX Corp — Director's Dealing 2016

Jan 6, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-01-04

Reporting Person: HAYES GREGORY (Director, President and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-01-04	Stock Appreciation Right	$95.5700	A	264000.0000	Acquired	2026-01-03	Common Stock (264000.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	76539.0000	Direct
Common Stock	4751.0000	Indirect
Common Stock	874.0000	Indirect
Common Stock	1221.0000	Indirect

Footnotes

F1: The reporting person was also awarded 53,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.