RTX Corp — Director's Dealing 2016

Jan 6, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-01-04

Reporting Person: ROGERS BRIAN C (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-01-04	Phantom Stock Unit	$	A	1464.8948	Acquired		Common Stock (1464.8948)	Direct
2016-01-04	Restricted Stock Units	$	A	1046.3535	Acquired		Common Stock (1046.3535)	Direct

Footnotes

F1: Consists of Phantom Stock Units acquired by the reporting person in respect of a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F2: Consists of a one-time grant of deferred Restricted Stock Units awarded on the effective date of election as a non-employee director. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to fixed interest account.