Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2016

Jan 8, 2016

29781_dirs_2016-01-08_270053ad-978c-4f61-bb2d-f0334ea214ec.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4/A — Form 4/A

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-01-04

Reporting Person: Whitehouse David R (Corp VP, Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-04 Common Stock M 1400.0000 Acquired 2447.0000 Direct
2016-01-04 Common Stock F 544.0000 $95.5700 Disposed 1903.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-01-04 Restricted Stock Units 1/2/13 $ M 1400.0000 Disposed Common Stock (1400.0000) Direct

Footnotes

F1: Restricted stock units (RSUs) convert into UTC common stock on a one-for-one basis.

F2: On January 2, 2013, the reporting person was granted 1,400 restricted stock units (RSUs), which RSUs vested on the third anniversary of the grant date, January 2, 2016.