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RTX Corp — Director's Dealing 2016
Jan 8, 2016
29781_dirs_2016-01-08_270053ad-978c-4f61-bb2d-f0334ea214ec.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-01-04
Reporting Person: Whitehouse David R (Corp VP, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-04 | Common Stock | M | 1400.0000 | — | Acquired | 2447.0000 | Direct |
| 2016-01-04 | Common Stock | F | 544.0000 | $95.5700 | Disposed | 1903.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-04 | Restricted Stock Units 1/2/13 | $ | M | 1400.0000 | Disposed | Common Stock (1400.0000) | Direct |
Footnotes
F1: Restricted stock units (RSUs) convert into UTC common stock on a one-for-one basis.
F2: On January 2, 2013, the reporting person was granted 1,400 restricted stock units (RSUs), which RSUs vested on the third anniversary of the grant date, January 2, 2016.
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