RTX Corp — Director's Dealing 2016

Jan 19, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-01-15

Reporting Person: LEDUC ROBERT F (President, Pratt & Whitney)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-01-15	Restricted Stock Units	$	A	15770.0000	Acquired		Common Stock (15770.0000)	Direct
2016-01-15	Stock Appreciation Right	$85.6300	A	88000.0000	Acquired	2026-01-14	Common Stock (88000.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	11005.0000	Direct
Common Stock	4032.5600	Indirect

Footnotes

F1: Restricted stock units (RSUs) convert into UTC common stock on a one-for-one basis.

F2: The restricted stock units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation Common Stock.

F3: The reporting person was also awarded 17,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vet solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return, relative to the S&P 500 index over a three-year period.