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RTX Corp Director's Dealing 2016

Feb 16, 2016

29781_dirs_2016-02-16_9568c7f1-7d26-4c87-8b80-8584890b4301.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-02-08

Reporting Person: Reynolds Fredric G (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-08 Phantom Stock Unit $ A 103.7105 Acquired Common Stock (103.7105) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 13225.0000 Direct

Footnotes

F1: The units are Deferred Stock Units ("DSUs") awarded under the Directors' Deferred Stock Unit Plan (the "Plan"). DSUs convert into shares of Common Stock on a one-for-one basis. The DSUs were awarded to the reporting person following his appointment by the Board of Directors to serve as a member of the Audit Committee, consistent with the provisions of the Plan. Upon termination of service on the Board of Directors, all such DSUs are payable in cash as a lump sum or in installments, at the election of the director.