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RTX Corp — Director's Dealing 2016
Apr 29, 2016
29781_dirs_2016-04-29_f9b589c5-a500-4f59-8d6f-e8aa0ba5d010.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-04-28
Reporting Person: Gitlin David L. (Pres., UTC Aerospace Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-28 | Common Stock | M | 8500.0000 | $71.6300 | Acquired | 15086.0000 | Direct |
| 2016-04-28 | Common Stock | M | 7350.0000 | $54.9500 | Acquired | 22436.0000 | Direct |
| 2016-04-28 | Common Stock | M | 3300.0000 | $75.2100 | Acquired | 25736.0000 | Direct |
| 2016-04-28 | Common Stock | S | 7091.0000 | $104.2200 | Disposed | 18645.0000 | Direct |
| 2016-04-28 | Common Stock | D | 12059.0000 | $104.5500 | Disposed | 6586.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-28 | Stock Appreciation Right | $75.2100 | M | 3300.0000 | Disposed | 2018-01-01 | Common Stock (3300.0000) | Direct |
| 2016-04-28 | Stock Appreciation Right | $54.9500 | M | 7350.0000 | Disposed | 2019-01-01 | Common Stock (7350.0000) | Direct |
| 2016-04-28 | Stock Appreciation Right | $71.6300 | M | 8500.0000 | Disposed | 2020-01-03 | Common Stock (8500.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2593.0000 | Indirect |
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