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RTX Corp Director's Dealing 2016

Apr 29, 2016

29781_dirs_2016-04-29_f9b589c5-a500-4f59-8d6f-e8aa0ba5d010.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-04-28

Reporting Person: Gitlin David L. (Pres., UTC Aerospace Systems)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-28 Common Stock M 8500.0000 $71.6300 Acquired 15086.0000 Direct
2016-04-28 Common Stock M 7350.0000 $54.9500 Acquired 22436.0000 Direct
2016-04-28 Common Stock M 3300.0000 $75.2100 Acquired 25736.0000 Direct
2016-04-28 Common Stock S 7091.0000 $104.2200 Disposed 18645.0000 Direct
2016-04-28 Common Stock D 12059.0000 $104.5500 Disposed 6586.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-28 Stock Appreciation Right $75.2100 M 3300.0000 Disposed 2018-01-01 Common Stock (3300.0000) Direct
2016-04-28 Stock Appreciation Right $54.9500 M 7350.0000 Disposed 2019-01-01 Common Stock (7350.0000) Direct
2016-04-28 Stock Appreciation Right $71.6300 M 8500.0000 Disposed 2020-01-03 Common Stock (8500.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2593.0000 Indirect