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RTX Corp — Director's Dealing 2016
May 12, 2016
29781_dirs_2016-05-12_f230c8c0-44ae-4995-bf28-7b4b01756c1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-05-10
Reporting Person: Amato Elizabeth B (EVP & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-10 | Common Stock | M | 9600.0000 | $62.8100 | Acquired | 30755.6583 | Direct |
| 2016-05-10 | Common Stock | S | 3696.0000 | $102.1234 | Disposed | 27059.6583 | Direct |
| 2016-05-10 | Common Stock | D | 5904.0000 | $102.1200 | Disposed | 21155.6583 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-10 | Stock Appreciation Right | $62.8100 | M | 9600.0000 | Disposed | 2017-01-02 | Common Stock (9600.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13860.0000 | Indirect |
Footnotes
F1: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.121 to $102.131.
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