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RTX Corp Director's Dealing 2016

May 13, 2016

29781_dirs_2016-05-13_0f8383c8-c923-4202-97e2-ec8081637bba.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-05-12

Reporting Person: HAYES GREGORY (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-12 Common Stock M 55500.0000 $62.8100 Acquired 139398.0000 Direct
2016-05-12 Common Stock S 980.0000 $102.1500 Disposed 138418.0000 Direct
2016-05-12 Common Stock D 10454.0000 $102.1200 Disposed 127964.0000 Direct
2016-05-12 Common Stock D 34139.0000 $102.1100 Disposed 93825.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-12 Stock Appreciation Right $62.8100 M 55500.0000 Disposed 2017-01-02 Common Stock (55500.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4884.0000 Indirect
Common Stock 874.0000 Indirect
Common Stock 1228.0000 Indirect

Footnotes

F1: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.08 to $102.175.