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RTX Corp — Director's Dealing 2016
May 13, 2016
29781_dirs_2016-05-13_0f8383c8-c923-4202-97e2-ec8081637bba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-05-12
Reporting Person: HAYES GREGORY (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-12 | Common Stock | M | 55500.0000 | $62.8100 | Acquired | 139398.0000 | Direct |
| 2016-05-12 | Common Stock | S | 980.0000 | $102.1500 | Disposed | 138418.0000 | Direct |
| 2016-05-12 | Common Stock | D | 10454.0000 | $102.1200 | Disposed | 127964.0000 | Direct |
| 2016-05-12 | Common Stock | D | 34139.0000 | $102.1100 | Disposed | 93825.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-12 | Stock Appreciation Right | $62.8100 | M | 55500.0000 | Disposed | 2017-01-02 | Common Stock (55500.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4884.0000 | Indirect |
| Common Stock | 874.0000 | Indirect |
| Common Stock | 1228.0000 | Indirect |
Footnotes
F1: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.08 to $102.175.
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