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RTX Corp — Director's Dealing 2016
Jun 3, 2016
29781_dirs_2016-06-03_2d03fb2f-2cca-4547-a088-fe75afbad03c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-06-01
Reporting Person: Whitehouse David R (Corp VP, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-01 | Common Stock | M | 1674.0000 | — | Acquired | 3777.0000 | Direct |
| 2016-06-01 | Common Stock | F | 577.0000 | $100.3500 | Disposed | 3200.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-01 | Restricted Stock Units RSU | $ | M | 1674.0000 | Disposed | Common Stock (1674.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 235.0000 | Indirect |
Footnotes
F1: Restricted stock units (RSUs) convert into UTC common stock on a one-for-one basis.
F2: On June 1, 2012, the reporting person was granted 1,527 restricted stock units (RSUs), which included the right to receive dividend equivalents when quarterly dividends are paid on UTC's common stock. The 1,674 RSUs include accumulated dividend equivalents. The RSUs vested on the fourth anniversary of the grant date, June 1, 2016.
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