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RTX Corp Director's Dealing 2016

Jun 3, 2016

29781_dirs_2016-06-03_2d03fb2f-2cca-4547-a088-fe75afbad03c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-06-01

Reporting Person: Whitehouse David R (Corp VP, Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-01 Common Stock M 1674.0000 Acquired 3777.0000 Direct
2016-06-01 Common Stock F 577.0000 $100.3500 Disposed 3200.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-01 Restricted Stock Units RSU $ M 1674.0000 Disposed Common Stock (1674.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 235.0000 Indirect

Footnotes

F1: Restricted stock units (RSUs) convert into UTC common stock on a one-for-one basis.

F2: On June 1, 2012, the reporting person was granted 1,527 restricted stock units (RSUs), which included the right to receive dividend equivalents when quarterly dividends are paid on UTC's common stock. The 1,674 RSUs include accumulated dividend equivalents. The RSUs vested on the fourth anniversary of the grant date, June 1, 2016.