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RTX Corp — Director's Dealing 2016
Jun 10, 2016
29781_dirs_2016-06-10_de0f73b8-286d-4986-a951-7eedfc9a61fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-06-08
Reporting Person: Gill Charles D (Executive VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-08 | Common Stock | M | 23300.0000 | $62.8100 | Acquired | 55078.0000 | Direct |
| 2016-06-08 | Common Stock | S | 8958.0000 | $102.0426 | Disposed | 46120.0000 | Direct |
| 2016-06-08 | Common Stock | D | 14342.0000 | $102.0400 | Disposed | 31778.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-08 | Stock Appreciation Right | $62.8100 | M | 23300.0000 | Disposed | 2017-01-02 | Common Stock (23300.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7501.0000 | Indirect |
| Common Stock | 1546.0200 | Indirect |
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