RTX Corp — Director's Dealing 2016

Jun 14, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-06-10

Reporting Person: Whitehouse David R (Corp VP, Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-06-10	Common Stock	M	11.0000	—	Acquired	3211.0000	Direct
2016-06-10	Common Stock	F	4.0000	$100.3500	Disposed	3207.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-06-10	Dividend Equivalent Rights	$	A	11.0000	Acquired		Common Stock (11.0000)	Direct
2016-06-10	Dividend Equivalent Rights	$	M	11.0000	Disposed		Common Stock (11.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	248.0000	Indirect

Footnotes

F1: Restricted stock units (RSUs), including dividend equivalent rights, convert into UTC common stock on a one-for-one basis.

F2: On June 1, 2012, the reporting person was granted 1,527 restricted stock units (RSUs), which included the right to receive dividend equivalents, when quarterly dividends are paid on UTC's common stock. On the fourth anniversary of the grant date, June 1, 2016, 1,674 RSUs, which included accumulated dividend equivalents, were converted into common stock. That transaction was reported on June 3, 2016. Those previously awarded RSUs were entitled to an additional 11 dividend equivalents that were not payable until June 10, 2016.

F3: The dividend equivalent rights vested on June 1, 2016, yet were not payable until June 10, 2016.