RTX Corp — Director's Dealing 2016

Aug 1, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2016-07-28

Reporting Person: DELPECH PHILIPPE (President, Otis Elevator)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-07-28	Common Stock	M	18400.0000	$74.6600	Acquired	56521.0000	Direct
2016-07-28	Common Stock	M	12300.0000	$78.9900	Acquired	68821.0000	Direct
2016-07-28	Common Stock	M	10100.0000	$71.6300	Acquired	78921.0000	Direct
2016-07-28	Common Stock	S	40800.0000	$107.7222	Disposed	38121.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-07-28	Non-Qualified Stock Option (right to buy)	$78.9900	M	12300.0000	Disposed	2021-01-02	Common Stock (12300.0000)	Direct
2016-07-28	Non-Qualified Stock Option (right to buy)	$74.6600	M	18400.0000	Disposed	2022-01-02	Common Stock (18400.0000)	Direct
2016-07-28	Non-Qualified Stock Option (right to buy)	$71.6300	M	10100.0000	Disposed	2020-01-03	Common Stock (10100.0000)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices ranged from $107.645 to $107.810 per share. Upon request, the reporting person will provide to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.