RTX Corp — Director's Dealing 2016

Sep 2, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-06-03

Reporting Person: FARACI JOHN V (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-06-03	Common Stock	P	860.0000	$118.6551	Acquired	860.0000	Direct
2015-07-10	Common Stock	P	80.0000	$109.9173	Acquired	940.0000	Direct
2015-08-04	Common Stock	P	239.0000	$99.5884	Acquired	1179.0000	Direct
2015-10-02	Common Stock	S	42.0000	$87.1357	Disposed	1145.2729	Direct
2016-02-10	Common Stock	S	1153.0000	$87.9628	Disposed	0.1321	Direct
2016-02-22	Common Stock	S	0.1321	$89.1000	Disposed	0.0000	Direct

Footnotes

F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. These transactions did not result in a short swing profit because the purchase prices were in each case greater than any of the matchable sale prices and, as a result, no disgorgement to the issuer is required of the reporting person.

F2: Includes additional shares acquired through reinvestment of dividends, which are transactions exempt from reporting under SEC Rule 16a-11.