RTX Corp — Director's Dealing 2016

Dec 16, 2016

SEC Form 4/A — Form 4/A

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-01-02

Reporting Person: JOHRI AKHIL (Executive VP & CFO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-01-02	Restricted Stock Units	$	A	12200	Acquired		Common Stock (12200)	Direct

Footnotes

F1: Column 6 of Table II in the Form 4 filed on January 6, 2015, incorrectly stated that these Restricted Stock Units (RSUs) were exercisable on January 2, 2018. Instead, as correctly noted in footnote (1) associated with the 2015 entry, the RSUs vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Each RSU represents a contingent right to receive one share of United Technologies Corporation Common Stock.