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RTX Corp — Director's Dealing 2015
Jan 6, 2015
29781_dirs_2015-01-06_7b6ca019-91e1-436a-8549-caa09c64cec9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-01-02
Reporting Person: BELLEMARE ALAIN (Pres. & CEO, UTC Prop. & Aero.)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-02 | Stock Appreciation Right | $115.0400 | A | 64500.0000 | Acquired | 2025-01-01 | Common Stock (64500.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 36531.0000 | Direct |
| Common Stock | 4678.0000 | Indirect |
Footnotes
F1: The reporting person was also awarded 15,400 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period.
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