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RTX Corp — Director's Dealing 2015
Jan 6, 2015
29781_dirs_2015-01-06_d9988d2d-8b0c-41fd-8d47-59bd25ffc7e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-01-02
Reporting Person: JOHRI AKHIL (SVP and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-02 | Restricted Stock Units | $ | A | 12200.0000 | Acquired | Common Stock (12200.0000) | Direct | |
| 2015-01-02 | Restricted Stock Units RSU | $ | A | 36510.0000 | Acquired | Common Stock (36510.0000) | Direct | |
| 2015-01-02 | Stock Appreciation Right | $115.0400 | A | 134600.0000 | Acquired | 2025-01-01 | Common Stock (134600.0000) | Direct |
| 2015-01-02 | Stock Appreciation Right | $115.0400 | A | 40500.0000 | Acquired | 2025-01-01 | Common Stock (40500.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7865.0000 | Direct |
| Common Stock | 825.6400 | Indirect |
Footnotes
F1: The restricted stock units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation Common Stock.
F2: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.
F3: The restricted stock units vest on January 2, 2018.
F4: The reporting person was also awarded 9,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period.