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RTX Corp Director's Dealing 2015

Jan 26, 2015

29781_dirs_2015-01-26_7979d311-7ca7-46b8-a0a6-986648081bde.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-01-15

Reporting Person: Dumais Michael R (SVP, Strategic Planning)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Right $115.0400 2025-01-01 Common Stock (37000.0000) Direct

Footnotes

F1: The Form 3 initially filed has been amended to add the SARS awarded 1/2/2015 and the associated footnote concerning PSUs.

F2: The reporting person was also awarded 8,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.