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RTX Corp Director's Dealing 2015

Feb 11, 2015

29781_dirs_2015-02-11_7467d51f-515d-4bbf-9255-a941ea9516d7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-02-09

Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-09 Common Stock A 5400.0000 $119.3200 Acquired 37821.0000 Direct
2015-02-09 Common Stock F 148.4700 $119.3200 Disposed 37672.5300 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Career Restricted) 4960.0000 Direct
Common Stock 5.0000 Indirect
Common Stock 12769.0000 Indirect

Footnotes

F1: The reporting person acquired UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and acquired instead of deferred stock units that settle exclusively in shares and are included in Table 1 as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock.