RTX Corp — Director's Dealing 2015

Feb 11, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-02-09

Reporting Person: DARNIS GERAUD (Pres. & CEO, UTC Bldg. & Ind.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-02-09	Common Stock	A	27270.0000	$119.3200	Acquired	175531.4479	Direct
2015-02-09	Common Stock	F	636.1100	$119.3200	Disposed	174895.3379	Direct
2015-01-09	Common Stock	G	5984.0000	$114.2550	Disposed	0.0000	Indirect
2015-01-09	Common Stock	G	5984.0000	$114.2550	Acquired	11834.0000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock (Career Restricted)	4224.0000	Direct
Common Stock	10572.0000	Indirect

Footnotes

F1: The reporting person acquired UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and acquired instead of deferred stock units that settle exclusively in shares and are included in Table 1 as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock.