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RTX Corp — Director's Dealing 2015
Feb 13, 2015
29781_dirs_2015-02-13_87fb836d-5023-46e7-9eb9-a5e82b92d09e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-02-06
Reporting Person: Mitchill Neil G. JR (Vice President, Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8.1900 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (2774.0000) | Direct | ||
| Stock Appreciation Right | $109.0400 | 2024-09-01 | Common Stock (10600.0000) | Direct | |
| Stock Appreciation Right | $115.0400 | 2025-01-01 | Common Stock (6900.0000) | Direct |
Footnotes
F1: The restricted stock units vest in two installments. 1,387 units are scheduled to vest on September 2, 2016 and 1,387 units are scheduled to vest on September 2, 2018.
F2: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.
F3: The reporting person was also awarded 1,650 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.