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RTX Corp Director's Dealing 2015

Mar 17, 2015

29781_dirs_2015-03-17_ee6c2496-5bad-4de6-a653-04a54d50e031.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-03-13

Reporting Person: DARNIS GERAUD (Pres. & CEO, UTC Bldg. & Ind.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-03-13 Common Stock M 200000.0000 $57.8400 Acquired 351191.4025 Direct
2015-03-13 Common Stock M 101500.0000 $56.5300 Acquired 452691.4025 Direct
2015-03-13 Common Stock S 8000.0000 $118.5908 Disposed 444691.4025 Direct
2015-03-13 Common Stock D 47408.0000 $121.0300 Disposed 397283.4025 Direct
2015-03-13 Common Stock D 95579.0000 $121.0300 Disposed 301704.4025 Direct
2015-03-13 Common Stock S 150513.0000 $121.2360 Disposed 151191.4025 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-03-13 Stock Appreciation Right $56.5300 M 101500.0000 Disposed 2016-01-02 Common Stock (101500.0000) Direct
2015-03-13 Stock Appreciation Right $57.8400 M 200000.0000 Disposed 2016-03-07 Common Stock (200000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Career Restricted) 4224.0000 Direct
Common Stock 10681.0000 Indirect
Common Stock 11834.0000 Indirect
Common Stock 24000.0000 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price.