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RTX Corp — Director's Dealing 2015
Mar 17, 2015
29781_dirs_2015-03-17_ee6c2496-5bad-4de6-a653-04a54d50e031.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-03-13
Reporting Person: DARNIS GERAUD (Pres. & CEO, UTC Bldg. & Ind.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-13 | Common Stock | M | 200000.0000 | $57.8400 | Acquired | 351191.4025 | Direct |
| 2015-03-13 | Common Stock | M | 101500.0000 | $56.5300 | Acquired | 452691.4025 | Direct |
| 2015-03-13 | Common Stock | S | 8000.0000 | $118.5908 | Disposed | 444691.4025 | Direct |
| 2015-03-13 | Common Stock | D | 47408.0000 | $121.0300 | Disposed | 397283.4025 | Direct |
| 2015-03-13 | Common Stock | D | 95579.0000 | $121.0300 | Disposed | 301704.4025 | Direct |
| 2015-03-13 | Common Stock | S | 150513.0000 | $121.2360 | Disposed | 151191.4025 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | Stock Appreciation Right | $56.5300 | M | 101500.0000 | Disposed | 2016-01-02 | Common Stock (101500.0000) | Direct |
| 2015-03-13 | Stock Appreciation Right | $57.8400 | M | 200000.0000 | Disposed | 2016-03-07 | Common Stock (200000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4224.0000 | Direct |
| Common Stock | 10681.0000 | Indirect |
| Common Stock | 11834.0000 | Indirect |
| Common Stock | 24000.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price.
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