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RTX Corp — Director's Dealing 2015
Mar 17, 2015
29781_dirs_2015-03-17_9e0fb343-9c7b-46de-8672-4c6ea96fc2b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-03-13
Reporting Person: Maurer Michael B (President, Sikorsky Aircraft)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-13 | Common Stock | M | 9500.0000 | $62.4700 | Acquired | 26489.0000 | Direct |
| 2015-03-13 | Common Stock | M | 7800.0000 | $56.5300 | Acquired | 34289.0000 | Direct |
| 2015-03-13 | Common Stock | D | 3636.0000 | $121.2400 | Disposed | 30653.0000 | Direct |
| 2015-03-13 | Common Stock | D | 4894.0000 | $121.2400 | Disposed | 25759.0000 | Direct |
| 2015-03-13 | Common Stock | S | 8770.0000 | $120.6700 | Disposed | 16989.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | Stock Appreciation Right | $56.5300 | M | 7800.0000 | Disposed | 2016-01-02 | Common Stock (7800.0000) | Direct |
| 2015-03-13 | Stock Appreciation Right | $62.4700 | M | 9500.0000 | Disposed | 2017-01-08 | Common Stock (9500.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4186.0000 | Indirect |
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