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RTX Corp Director's Dealing 2015

Mar 18, 2015

29781_dirs_2015-03-18_95e7542c-68fb-4d0b-a67d-bca616db2565.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-03-16

Reporting Person: Amato Elizabeth B (SVP, Human Resources & Org.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-03-16 Common Stock M 4700.0000 $56.5300 Acquired 23420.4559 Direct
2015-03-16 Common Stock M 4600.0000 $56.5300 Acquired 28020.4559 Direct
2015-03-16 Common Stock S 1184.0000 $119.2200 Disposed 26836.4559 Direct
2015-03-16 Common Stock S 1216.0000 $119.8800 Disposed 25620.4559 Direct
2015-03-16 Common Stock S 1235.0000 $119.2256 Disposed 24385.4559 Direct
2015-03-16 Common Stock S 1268.0000 $119.8610 Disposed 23117.4559 Direct
2015-03-16 Common Stock D 2181.0000 $119.2200 Disposed 20936.4559 Direct
2015-03-16 Common Stock D 2216.0000 $119.8800 Disposed 18720.4559 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-03-16 Stock Appreciation Right $56.5300 M 4600.0000 Disposed 2016-01-02 Common Stock (4600.0000) Direct
2015-03-16 Stock Appreciation Right $56.5300 M 4700.0000 Disposed 2016-01-02 Common Stock (4700.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 13407.0000 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.2170 to $119.2310, per share.