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RTX Corp — Director's Dealing 2015
Mar 18, 2015
29781_dirs_2015-03-18_95e7542c-68fb-4d0b-a67d-bca616db2565.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-03-16
Reporting Person: Amato Elizabeth B (SVP, Human Resources & Org.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-16 | Common Stock | M | 4700.0000 | $56.5300 | Acquired | 23420.4559 | Direct |
| 2015-03-16 | Common Stock | M | 4600.0000 | $56.5300 | Acquired | 28020.4559 | Direct |
| 2015-03-16 | Common Stock | S | 1184.0000 | $119.2200 | Disposed | 26836.4559 | Direct |
| 2015-03-16 | Common Stock | S | 1216.0000 | $119.8800 | Disposed | 25620.4559 | Direct |
| 2015-03-16 | Common Stock | S | 1235.0000 | $119.2256 | Disposed | 24385.4559 | Direct |
| 2015-03-16 | Common Stock | S | 1268.0000 | $119.8610 | Disposed | 23117.4559 | Direct |
| 2015-03-16 | Common Stock | D | 2181.0000 | $119.2200 | Disposed | 20936.4559 | Direct |
| 2015-03-16 | Common Stock | D | 2216.0000 | $119.8800 | Disposed | 18720.4559 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-16 | Stock Appreciation Right | $56.5300 | M | 4600.0000 | Disposed | 2016-01-02 | Common Stock (4600.0000) | Direct |
| 2015-03-16 | Stock Appreciation Right | $56.5300 | M | 4700.0000 | Disposed | 2016-01-02 | Common Stock (4700.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13407.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.2170 to $119.2310, per share.
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