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RTX Corp — Director's Dealing 2015
Oct 20, 2015
29781_dirs_2015-10-20_082cbd19-a0dc-4fbe-822d-3d5ed1d6c5c8.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-01-01
Reporting Person: JOHRI AKHIL (SVP and CFO)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SRP Stock Unit | $ | Common Stock (717.7320) | Direct | ||
| Stock Appreciation Right | $54.9500 | 2019-01-01 | Common Stock (21900.0000) | Direct | |
| Stock Appreciation Right | $71.6300 | 2020-01-03 | Common Stock (14500.0000) | Direct | |
| Stock Appreciation Right | $74.6600 | 2022-01-02 | Common Stock (30500.0000) | Direct | |
| Stock Appreciation Right | $75.2100 | 2018-01-01 | Common Stock (13600.0000) | Direct | |
| Stock Appreciation Right | $78.9900 | 2021-01-02 | Common Stock (22500.0000) | Direct |
Footnotes
F1: Each Savings Restoration Plan (SRP) stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other qualifying termination of service in accordance with the reporting person's distribution election.
F2: In the Form 3 previously filed, the balance of the SRP stock units held by the reporting person was incorrectly reported as 714.2 units.
F3: In the Form 3 previously filed, the expiration date for each grant of stock appreciation rights was incorrectly reported to be 4/15/2016. The correct expiration dates have now been included.