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RTX Corp Director's Dealing 2015

Dec 2, 2015

29781_dirs_2015-12-02_34396f74-3489-404d-8b59-6c8e9767876f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-12-01

Reporting Person: Adams Paul R. (President, Pratt & Whitney)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-01 Restricted Stock Units RSU $ A 10350.0000 Acquired Common Stock (10350.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4035.0000 Direct
Common Stock 2853.0000 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.

F2: 50% of the restricted stock units ("RSUs") will vest on December 1, 2017 and 50% of the RSUs will vest on December 1, 2019. When UTC pays a dividend on its common stock, the officer's RSU account is credited with additional RSUs equal in value to the dividend paid on a corresponding number of shares of common stock.