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RTX Corp — Director's Dealing 2015
Dec 2, 2015
29781_dirs_2015-12-02_34396f74-3489-404d-8b59-6c8e9767876f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2015-12-01
Reporting Person: Adams Paul R. (President, Pratt & Whitney)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-01 | Restricted Stock Units RSU | $ | A | 10350.0000 | Acquired | Common Stock (10350.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4035.0000 | Direct |
| Common Stock | 2853.0000 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.
F2: 50% of the restricted stock units ("RSUs") will vest on December 1, 2017 and 50% of the RSUs will vest on December 1, 2019. When UTC pays a dividend on its common stock, the officer's RSU account is credited with additional RSUs equal in value to the dividend paid on a corresponding number of shares of common stock.
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