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RTX Corp Director's Dealing 2014

Jan 27, 2014

29781_dirs_2014-01-27_93dceba9-9fb4-4b66-9c83-36d677e3ca11.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-01-23

Reporting Person: BELLEMARE ALAIN (Pres. & CEO, UTC Prop. & Aero.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-01-23 Common Stock M 27500.0000 $56.5300 Acquired 57313.0000 Direct
2014-01-23 Common Stock S 7198.6761 $115.2182 Disposed 50114.3239 Direct
2014-01-23 Common Stock F 20301.3239 $115.2182 Disposed 29813.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-01-23 Stock Appreciation Right $56.5300 M 27500.0000 Disposed 2016-01-02 Common Stock (27500.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4244.0000 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 114.841 to 115.07. Upon request, UTC will provide full information as to shares sold at each separate price.