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RTX Corp — Director's Dealing 2014
Feb 3, 2014
29781_dirs_2014-02-03_85d418d4-39b2-4be6-b9b1-724e6f0b4554.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-01-31
Reporting Person: CHENEVERT LOUIS (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-31 | Common Stock | M | 71000.0000 | $51.5000 | Acquired | 527835.0000 | Direct |
| 2014-01-31 | Common Stock | F | 17839.0000 | $114.6800 | Disposed | 509996.0000 | Direct |
| 2014-01-31 | Common Stock | F | 31885.0000 | $114.6800 | Disposed | 478111.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-31 | Non-Qualified Stock Option (right to buy) | $51.5000 | M | 71000.0000 | Disposed | 2015-01-02 | Common Stock (71000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2400.0000 | Direct |
| Common Stock | 4330.0000 | Indirect |
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