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RTX Corp — Director's Dealing 2014
Feb 12, 2014
29781_dirs_2014-02-12_22caead1-30c5-4e29-9b2e-ca9b95169f7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-02-10
Reporting Person: HAYES GREGORY (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-10 | Common Stock | A | 36312.0000 | $111.6000 | Acquired | 96731.0000 | Direct |
| 2014-02-10 | Common Stock | F | 16386.0000 | $111.6000 | Disposed | 80345.0000 | Direct |
| 2014-02-12 | Common Stock | S | 19926.0000 | $112.2230 | Disposed | 60419.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4395.0000 | Indirect |
| Common Stock | 874.0000 | Indirect |
| Common Stock | 1165.0000 | Indirect |
Footnotes
F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.
F2: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 111.98 to 112.32. Upon request UTC will provide full information as to shares sold at each separate price.