RTX Corp — Director's Dealing 2014

Feb 12, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-02-10

Reporting Person: DARNIS GERAUD (Pres. & CEO, UTC Bldg. & Ind.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-02-10	Common Stock	A	31144.0000	$111.6000	Acquired	145922.5965	Direct
2014-02-10	Common Stock	F	7949.9420	$111.6000	Disposed	137972.6545	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock (Career Restricted)	4224.0000	Direct
Common Stock	10292.0000	Indirect
Common Stock	15710.0000	Indirect
Common Stock	5850.0000	Indirect

Footnotes

F1: The reporting person acquired 15,572 shares of UTC common stock and 15,572 UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of a portion of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and in respect of that portion of the vested units acquired instead deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock.