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RTX Corp — Director's Dealing 2014
Feb 27, 2014
29781_dirs_2014-02-27_2092da31-cf47-4853-a4ff-113cec313e58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-02-26
Reporting Person: Adams Paul R. (COO, Pratt & Whitney)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-26 | Common Stock | M | 7300.0000 | $51.5000 | Acquired | 11609.0000 | Direct |
| 2014-02-26 | Common Stock | S | 7300.0000 | $116.5273 | Disposed | 4309.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-26 | Non-Qualified Stock Option (right to buy) | $51.5000 | M | 7300.0000 | Disposed | 2015-01-02 | Common Stock (7300.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2461.0000 | Indirect |
Footnotes
F1: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 116.516 to 116.564. Upon request UTC will provide full information as to shares sold at each separate price.
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