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RTX Corp — Director's Dealing 2014
Apr 30, 2014
29781_dirs_2014-04-30_ba3c72f2-ba00-4196-b037-13e4116b2ccf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-04-28
Reporting Person: GORELICK JAMIE S (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-28 | Phantom Stock Unit | $ | A | 2209.0059 | Acquired | Common Stock (2209.0059) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9650.9246 | Direct |
| Common Stock (Restricted) | 4000.0000 | Direct |
| Common Stock | 8256.0000 | Indirect |
Footnotes
F1: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.
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