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RTX Corp — Director's Dealing 2014
Jun 10, 2014
29781_dirs_2014-06-10_446ef6d8-fd4d-401b-b190-983e4b617d26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-06-09
Reporting Person: CHENEVERT LOUIS (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-09 | Common Stock | M | 100000.0000 | $57.8400 | Acquired | 641164.0000 | Direct |
| 2014-06-09 | Common Stock | M | 80000.0000 | $51.5000 | Acquired | 721164.0000 | Direct |
| 2014-06-09 | Common Stock | F | 22141.0000 | $118.9000 | Disposed | 699023.0000 | Direct |
| 2014-06-09 | Common Stock | S | 24979.0000 | $118.9989 | Disposed | 674044.0000 | Direct |
| 2014-06-09 | Common Stock | F | 25073.0000 | $118.9000 | Disposed | 648971.0000 | Direct |
| 2014-06-09 | Common Stock | F | 34651.0000 | $118.9000 | Disposed | 614320.0000 | Direct |
| 2014-06-09 | Common Stock | F | 48645.0000 | $118.9000 | Disposed | 565675.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-09 | Non-Qualified Stock Option (right to buy) | $51.5000 | M | 80000.0000 | Disposed | 2015-01-02 | Common Stock (80000.0000) | Direct |
| 2014-06-09 | Stock Appreciation Right | $57.8400 | M | 100000.0000 | Disposed | 2016-03-07 | Common Stock (100000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2400.0000 | Direct |
| Common Stock | 4405.0000 | Indirect |
Footnotes
F1: The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05.
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