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RTX Corp Director's Dealing 2014

Jun 10, 2014

29781_dirs_2014-06-10_446ef6d8-fd4d-401b-b190-983e4b617d26.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-06-09

Reporting Person: CHENEVERT LOUIS (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-09 Common Stock M 100000.0000 $57.8400 Acquired 641164.0000 Direct
2014-06-09 Common Stock M 80000.0000 $51.5000 Acquired 721164.0000 Direct
2014-06-09 Common Stock F 22141.0000 $118.9000 Disposed 699023.0000 Direct
2014-06-09 Common Stock S 24979.0000 $118.9989 Disposed 674044.0000 Direct
2014-06-09 Common Stock F 25073.0000 $118.9000 Disposed 648971.0000 Direct
2014-06-09 Common Stock F 34651.0000 $118.9000 Disposed 614320.0000 Direct
2014-06-09 Common Stock F 48645.0000 $118.9000 Disposed 565675.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-09 Non-Qualified Stock Option (right to buy) $51.5000 M 80000.0000 Disposed 2015-01-02 Common Stock (80000.0000) Direct
2014-06-09 Stock Appreciation Right $57.8400 M 100000.0000 Disposed 2016-03-07 Common Stock (100000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Career Restricted) 2400.0000 Direct
Common Stock 4405.0000 Indirect

Footnotes

F1: The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05.