AI assistant
Sending…
RTX Corp — Director's Dealing 2014
Jun 11, 2014
29781_dirs_2014-06-11_ed4b0d7d-0a0e-4d61-9c36-591bd119df6b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-06-10
Reporting Person: Adams Paul R. (COO, Pratt & Whitney)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-10 | Common Stock | M | 10300.0000 | $56.5300 | Acquired | 14609.0000 | Direct |
| 2014-06-10 | Common Stock | S | 4287.0000 | $119.0319 | Disposed | 10322.0000 | Direct |
| 2014-06-10 | Common Stock | F | 4890.0000 | $119.0500 | Disposed | 5432.0000 | Direct |
| 2014-06-10 | Common Stock | S | 5410.0000 | $119.0529 | Disposed | 22.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-10 | Stock Appreciation Right | $56.5300 | M | 10300.0000 | Disposed | 2016-01-02 | Common Stock (10300.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2569.0000 | Indirect |
Footnotes
F1: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $119.030 to $119.034. Upon request UTC will provide full information as to shares sold at each separate price.
F2: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $119.0510 to $119.0540. Upon request UTC will provide full information as to shares sold at each separate price.
More from RTX Corp
Regulatory Filings
2026
Jun 1
Regulatory Filings
2026
May 4
Major Shareholding Notification
2026
Apr 30
Interim / Quarterly Report
2026
Apr 21
Earnings Release
2026
Apr 21
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Regulatory Filings
2026
Mar 5