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RTX Corp Director's Dealing 2014

Jun 11, 2014

29781_dirs_2014-06-11_ed4b0d7d-0a0e-4d61-9c36-591bd119df6b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-06-10

Reporting Person: Adams Paul R. (COO, Pratt & Whitney)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-10 Common Stock M 10300.0000 $56.5300 Acquired 14609.0000 Direct
2014-06-10 Common Stock S 4287.0000 $119.0319 Disposed 10322.0000 Direct
2014-06-10 Common Stock F 4890.0000 $119.0500 Disposed 5432.0000 Direct
2014-06-10 Common Stock S 5410.0000 $119.0529 Disposed 22.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-10 Stock Appreciation Right $56.5300 M 10300.0000 Disposed 2016-01-02 Common Stock (10300.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2569.0000 Indirect

Footnotes

F1: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $119.030 to $119.034. Upon request UTC will provide full information as to shares sold at each separate price.

F2: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $119.0510 to $119.0540. Upon request UTC will provide full information as to shares sold at each separate price.