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RTX Corp — Director's Dealing 2014
Jul 3, 2014
29781_dirs_2014-07-03_8e4471fd-8d26-427d-8948-8efe4e46ee22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-07-01
Reporting Person: Maurer Michael B (President, Sikorsky Aircraft)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-01 | Common Stock | M | 3271.0000 | — | Acquired | 16407.0000 | Direct |
| 2014-07-01 | Common Stock | F | 1597.0000 | $115.9300 | Disposed | 14810.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-01 | Restricted Stock Units RSU | $ | M | 3271.0000 | Disposed | Common Stock (3271.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4043.0000 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.
F2: The 3271 restricted stock units represent the remaining portion of a grant of 6000 restricted stock units awarded on July 1, 2010 plus accumulated dividend equivalents. The original grant vested in two equal annual installments on each of July 1, 2012 and July 1, 2014. The grant included the right to receive additional restricted stock units in respect of dividends paid on a corresponding number of shares of common stock.