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RTX Corp — Director's Dealing 2014
Aug 26, 2014
29781_dirs_2014-08-26_f7782b90-479b-4481-8218-24bdc8e047d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-08-22
Reporting Person: DARNIS GERAUD (Pres. & CEO, UTC Bldg. & Ind.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-22 | Common Stock | M | 50000.0000 | $51.5000 | Acquired | 188243.4326 | Direct |
| 2014-08-22 | Common Stock | S | 50000.0000 | $109.4460 | Disposed | 138243.4326 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-22 | Non-Qualified Stock Option (right to buy) | $51.5000 | M | 50000.0000 | Disposed | 2015-01-02 | Common Stock (50000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4224.0000 | Direct |
| Common Stock | 10513.0000 | Indirect |
| Common Stock | 15710.0000 | Indirect |
| Common Stock | 5850.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $109. 37 to $109.54. Upon request UTC will provide full information as to shares sold at each separate price.
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