Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2014

Aug 26, 2014

29781_dirs_2014-08-26_f7782b90-479b-4481-8218-24bdc8e047d4.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2014-08-22

Reporting Person: DARNIS GERAUD (Pres. & CEO, UTC Bldg. & Ind.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-22 Common Stock M 50000.0000 $51.5000 Acquired 188243.4326 Direct
2014-08-22 Common Stock S 50000.0000 $109.4460 Disposed 138243.4326 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-22 Non-Qualified Stock Option (right to buy) $51.5000 M 50000.0000 Disposed 2015-01-02 Common Stock (50000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Career Restricted) 4224.0000 Direct
Common Stock 10513.0000 Indirect
Common Stock 15710.0000 Indirect
Common Stock 5850.0000 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $109. 37 to $109.54. Upon request UTC will provide full information as to shares sold at each separate price.