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RTX Corp — Director's Dealing 2013
Jan 4, 2013
29781_dirs_2013-01-04_c213a88a-a23f-47a1-9512-d9fdccd12d52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-01-02
Reporting Person: HAYES GREGORY (SVP and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-02 | Stock Appreciation Right | $84.0000 | A | 107000.0000 | Acquired | 2023-01-01 | Common Stock (107000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 46497.0000 | Direct |
| Common Stock | 4204.0000 | Indirect |
| Common Stock | 874.0000 | Indirect |
| Common Stock | 1147.0000 | Indirect |
Footnotes
F1: The reporting person was also awarded 26,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.
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