RTX Corp — Director's Dealing 2013

Jan 4, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-01-02

Reporting Person: DARNIS GERAUD (Pres. & CEO, UTC Climate, Cont)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-01-02	Stock Appreciation Right	$84.0000	A	105500.0000	Acquired	2023-01-01	Common Stock (105500.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	78336.9999	Direct
Common Stock (Career Restricted)	4224.0000	Direct
Common Stock	10018.0000	Indirect
Common Stock	15924.0000	Indirect
Common Stock	24052.0000	Indirect

Footnotes

F1: The reporting person was also awarded 25,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.