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RTX Corp — Director's Dealing 2013
Jan 25, 2013
29781_dirs_2013-01-25_57c77581-b265-4a00-ac24-94a98928f4dc.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2012-12-31
Reporting Person: HAYES GREGORY (SVP and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-27 | Stock Appreciation Right | $54.9500 | G | 140500.0000 | Disposed | 2019-01-01 | Common Stock (140500.0000) | Direct |
| 2012-12-27 | Stock Appreciation Right | $54.9500 | G | 140500.0000 | Acquired | 2019-01-01 | Common Stock (140500.0000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 46497.0000 | Direct |
| Common Stock | 4204.0000 | Indirect |
| Common Stock | 874.0000 | Indirect |
| Common Stock | 1147.0000 | Indirect |
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