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RTX Corp Director's Dealing 2013

Feb 13, 2013

29781_dirs_2013-02-13_59883732-47b1-45a4-8548-47b7cd91c6a7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-02-11

Reporting Person: Amato Elizabeth B (SVP, Human Resources & Org.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-11 Common Stock A 2532.0000 $89.6100 Acquired 14415.6145 Direct
2013-02-11 Common Stock F 85.5323 $89.6100 Disposed 14330.0822 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 12585.0000 Indirect

Footnotes

F1: The reporting person acquired UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and acquired instead deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock.