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RTX Corp Director's Dealing 2013

Feb 13, 2013

29781_dirs_2013-02-13_f2de3289-f30c-4eb9-a82f-b254b3ae3a27.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-02-11

Reporting Person: DARNIS GERAUD (Pres. & CEO, UTC Climate, Cont)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-11 Common Stock A 23862.0000 $89.6100 Acquired 102198.9999 Direct
2013-02-11 Common Stock F 6092.3785 $89.6100 Disposed 96106.6214 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Career Restricted) 4224.0000 Direct
Common Stock 10027.0000 Indirect
Common Stock 15924.0000 Indirect
Common Stock 24052.0000 Indirect

Footnotes

F1: The reporting person acquired 11,931 shares of UTC common stock and 11,931 UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of a portion of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and in respect of that portion of the vested units acquired instead deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock.