Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2013

Feb 13, 2013

29781_dirs_2013-02-13_73f61be1-0628-4d55-94d4-6c306e34c066.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-02-11

Reporting Person: BELLEMARE ALAIN (Pres. & CEO, UTC Prop. & Aero.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-11 Common Stock A 22504.0000 $89.6100 Acquired 48558.0000 Direct
2013-02-11 Common Stock F 10059.0000 $89.6100 Disposed 38499.0000 Direct
2013-02-12 Common Stock S 1350.0000 $89.9120 Disposed 37149.0000 Direct
2013-02-12 Common Stock S 7336.0000 $89.9117 Disposed 29813.0000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3757.0000 Indirect

Footnotes

F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.