RTX Corp — Director's Dealing 2013

Feb 22, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-02-20

Reporting Person: Hess David P (President, Pratt & Whitney)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-02-20	Common Stock	M	114000.0000	$54.9500	Acquired	176457.0000	Direct
2013-02-20	Common Stock	M	83000.0000	$71.6300	Acquired	259457.0000	Direct
2013-02-20	Common Stock	M	60000.0000	$70.8100	Acquired	319457.0000	Direct
2013-02-20	Common Stock	S	13348.0000	$91.0268	Disposed	306109.0000	Direct
2013-02-20	Common Stock	S	17715.0000	$91.0590	Disposed	288394.0000	Direct
2013-02-20	Common Stock	S	45181.0000	$90.9865	Disposed	243213.0000	Direct
2013-02-20	Common Stock	F	46652.0000	$91.0268	Disposed	196561.0000	Direct
2013-02-20	Common Stock	F	65285.0000	$91.0590	Disposed	131276.0000	Direct
2013-02-20	Common Stock	F	68819.0000	$90.9866	Disposed	62457.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-02-20	Stock Appreciation Right	$70.8100	M	60000.0000	Disposed	2018-04-08	Common Stock (60000.0000)	Direct
2013-02-20	Stock Appreciation Right	$54.9500	M	114000.0000	Disposed	2019-01-01	Common Stock (114000.0000)	Direct
2013-02-20	Stock Appreciation Right	$71.6300	M	83000.0000	Disposed	2020-01-03	Common Stock (83000.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5390.0000	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price.

F5: 120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012.