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RTX Corp — Director's Dealing 2013
Feb 28, 2013
29781_dirs_2013-02-28_8781f721-d500-4c96-ac7b-76f57a010e07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-02-28
Reporting Person: HAYES GREGORY (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-28 | Common Stock | M | 21400.0000 | $46.7600 | Acquired | 81819.0000 | Direct |
| 2013-02-28 | Common Stock | S | 21400.0000 | $90.8315 | Disposed | 60419.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-28 | Non-Qualified Stock Option (right to buy) | $46.7600 | M | 21400.0000 | Disposed | 2014-01-08 | Common Stock (21400.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4263.0000 | Indirect |
| Common Stock | 874.0000 | Indirect |
| Common Stock | 1147.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $90.88. Upon request, UTC will provide full information as to the shares sold at each separate price.
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