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RTX Corp — Director's Dealing 2013
Jul 31, 2013
29781_dirs_2013-07-31_5934c19f-155c-4f9f-875f-8b01476576d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-07-29
Reporting Person: Gill Charles D (Senior VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-29 | Common Stock | M | 11600.0000 | $56.5300 | Acquired | 28482.0000 | Direct |
| 2013-07-29 | Common Stock | S | 5356.0000 | $105.0531 | Disposed | 23126.0000 | Direct |
| 2013-07-29 | Common Stock | F | 6244.0000 | $105.0200 | Disposed | 16882.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-29 | Stock Appreciation Right | $56.5300 | M | 11600.0000 | Disposed | 2016-01-02 | Common Stock (11600.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6118.0000 | Indirect |
| Common Stock | 1546.0200 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.05 to $105.06. Upon request, UTC will provide full information as to the shares sold at each separate price.
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