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RTX Corp — Director's Dealing 2013
Jul 31, 2013
29781_dirs_2013-07-31_318cd9ac-a76f-49d0-aab2-13fe31449cd8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-07-29
Reporting Person: BELLEMARE ALAIN (Pres. & CEO, UTC Prop. & Aero.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-29 | Common Stock | M | 32000.0000 | $51.5000 | Acquired | 61813.0000 | Direct |
| 2013-07-29 | Common Stock | S | 32000.0000 | $104.7019 | Disposed | 29813.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-29 | Non-Qualified Stock Option (right to buy) | $51.5000 | M | 32000.0000 | Disposed | 2015-01-02 | Common Stock (32000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4154.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.33 to $104.93. Upon request, UTC will provide full information as to the shares sold at each separate price.
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