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RTX Corp — Director's Dealing 2013
Jul 31, 2013
29781_dirs_2013-07-31_09e9c66a-eee3-4b7a-a6e5-5f3ff92b7a42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-07-29
Reporting Person: CHENEVERT LOUIS (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-29 | Common Stock | M | 100000.0000 | $57.8400 | Acquired | 547049.0000 | Direct |
| 2013-07-29 | Common Stock | S | 9192.0000 | $104.6000 | Disposed | 537857.0000 | Direct |
| 2013-07-29 | Common Stock | F | 77022.0000 | $104.9700 | Disposed | 460835.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-29 | Stock Appreciation Right | $57.8400 | M | 100000.0000 | Disposed | 2016-03-07 | Common Stock (100000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2400.0000 | Direct |
| Common Stock | 4245.0000 | Indirect |
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