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RTX Corp — Director's Dealing 2013
Aug 1, 2013
29781_dirs_2013-08-01_099a6990-c046-446a-91ca-5ba3a52ed5c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-07-31
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-31 | Common Stock | M | 22600.0000 | $46.7600 | Acquired | 49706.0000 | Direct |
| 2013-07-31 | Common Stock | S | 2000.0000 | $106.1721 | Disposed | 47706.0000 | Direct |
| 2013-07-31 | Common Stock | S | 2000.0000 | $106.1588 | Disposed | 45706.0000 | Direct |
| 2013-07-31 | Common Stock | S | 2456.0000 | $106.1590 | Disposed | 43250.0000 | Direct |
| 2013-07-31 | Common Stock | F | 16144.0000 | $105.5700 | Disposed | 27106.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-31 | Non-Qualified Stock Option (right to buy) | $46.7600 | M | 22600.0000 | Disposed | 2014-01-08 | Common Stock (22600.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4960.0000 | Direct |
| Common Stock | 12315.0000 | Indirect |
Footnotes
F1: This price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.171 to $106.178. Upon request, UTC will provide full information as to the shares sold at each separate price.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.151 to $106.184. Upon request, UTC will provide full information as to the shares sold at each separate price.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.151 to $106.168. Upon request, UTC will provide full information as to the shares sold at each separate price.