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RTX Corp — Director's Dealing 2013
Aug 5, 2013
29781_dirs_2013-08-05_72e031ad-8299-4894-b063-bf0f0f7229ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-08-02
Reporting Person: Baranda Riva, Pedro Sainz De (President, Otis Elevator)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-02 | Common Stock | M | 9400.0000 | $51.5000 | Acquired | 11918.0000 | Direct |
| 2013-08-02 | Common Stock | S | 9400.0000 | $107.0000 | Disposed | 2518.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-02 | Non-Qualified Stock Option (right to buy) | $51.5000 | M | 9400.0000 | Disposed | 2015-01-02 | Common Stock (9400.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 584.0000 | Indirect |
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