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RTX Corp — Director's Dealing 2013
Aug 14, 2013
29781_dirs_2013-08-14_9f55fe2e-9d51-42bf-9d38-d8d4e5bb8fed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-08-13
Reporting Person: DARNIS GERAUD (Pres. & CEO, UTC Climate, Cont)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-13 | Common Stock | M | 51000.0000 | $51.5000 | Acquired | 147240.3007 | Direct |
| 2013-08-13 | Common Stock | S | 51000.0000 | $106.8366 | Disposed | 96240.3007 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-13 | Non-Qualified Stock Option (right to buy) | $51.5000 | M | 51000.0000 | Disposed | 2015-01-02 | Common Stock (51000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4224.0000 | Direct |
| Common Stock | 10172.0000 | Indirect |
| Common Stock | 15924.0000 | Indirect |
| Common Stock | 24052.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.73 to $106.99. Upon request, UTC will provide full information as to the shares sold at each separate price.
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