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RTX Corp — Director's Dealing 2013
Nov 21, 2013
29781_dirs_2013-11-21_5712f177-439e-426e-8792-0297eb13dce7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-11-20
Reporting Person: GORELICK JAMIE S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-20 | Common Stock | M | 7000.0000 | $44.0850 | Acquired | 14295.9246 | Direct |
| 2013-11-20 | Common Stock | S | 7000.0000 | $109.2700 | Disposed | 7295.9246 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-20 | Non-Qualified Stock Option (right to buy) | $44.0850 | M | 7000.0000 | Disposed | 2014-04-13 | Common Stock (7000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Restricted) | 4000.0000 | Direct |
| Common Stock | 10611.0000 | Indirect |
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